Compliance Officer

  • SRGEurope
  • Gibraltar
  • Mar 27, 2020
Full time AML Jobs Compliance Jobs Finance Jobs Legal Jobs

Job Description

Compliance Officer - Financial Services | Competitive Salary c£50k + benefits package | Gibraltar

SRGEurope has been appointed to recruit an experienced Compliance Officer to join a well-established Financial Services company with a base in Gibraltar. Our client is premier class, professional and has an incredibly talented work-force. The Compliance Officer will assist and support the Compliance team in providing a robust and effective Compliance control framework.

Compliance Officer Responsibilities:

  • Provide ad-hoc regulatory and compliance advisory to stakeholders in the business
  • Perform customer due diligence checks on new and existing clients as per local regulations and in accordance with AML standards
  • Assist in the performance of regulatory breach assessment for incidents occurring in the business
  • Support complaint investigation and conclusion
  • Provide periodic updates / reporting to group, including internal stakeholders locally and at group level
  • Support the control and execution of compliance monitoring plans
  • Assist with regulatory project impact assessments and implementation
  • Support the control and execution of data protection and tax compliance frameworks
  • Support the review of existing control requirements and procedures
  • Support the review of commercial and contractual material of the business
  • Risk assessment and escalation of risks in relation to monitoring and controls
  • Provision of support to any additional compliance topics and projects and any ad-hoc reporting
  • Respond to internal and external requests for information

Compliance Officer Requirements:

  • Familiarity with local and EU regulations within financial markets
  • Strong analytical skills and the ability to multi-task (manage several issues, setting priorities)
  • Attention to detail
  • Ability to work under pressure
  • Flexibility in the handling of changing work loads
  • Business and service minded attitude
  • Readiness to work independently on complex issues
  • Strong communication skills

The Company

Our client is one of Gibraltar's leading Financial Services companies. They have a strong market presence and have a reputation for excellence.

Why Gibraltar?

Gibraltar is a British Overseas Territory on the edge of the Iberian Peninsula neighbouring Southern Spain. It boasts 300 days of sunshine per year, a relaxed out of work lifestyle and is easily accessible to the rest of Europe from Gibraltar and Malaga airports. The primary currency in Gibraltar is pounds/sterling and there are excellent English speaking schools if you are relocating with your family. We can even help you with your relocation process

Salary

Negotiable