Legal & Compliance Officer

  • Quad Consultancy
  • Malta
  • Apr 05, 2020
Full time Compliance Jobs Finance Jobs Legal Jobs

Job Description

Our client, a local Financial Services provider catering for international clients, is looking for a Legal & Compliance Officer to join their team. 

Main Duties
  • Comply with the provisions of the Investment Services Act
  • Performing KYC/due diligence and continuous monitoring on entities the Company deals with 
  • Review/Draft compliance, AML procedures and any other applicable procedures
  • Review practical compliance issues as they arise
  • Develop and maintain the compliance and regulatory calendar, taking appropriate action in terms of the applicable Regulations relating to the Company
  • Carry out a continuing and formal compliance and anti-money laundering and counter funding of terrorism monitoring programme
  • Presenting compliance reports to the Board of Directors
  • Provide continued support and consultancy on upcoming legislation applicable to the Company
  • Attending to any other material matters such as liaison with the MFSA, the FIAU and service providers of the Company

  • Have at least 2 years experience
  • Approved by MFSA as a Compliance officer and/or MLRO with experience within AIFMD (or in a process of being approved)
  • Excellent communication skills
  • Able to work on own initiative