Compliance Officer

  • Spoton Connections
  • Malta
  • Apr 03, 2020
Full time Compliance Jobs Legal Jobs

Job Description

Job description:


  • Assist in the general day to day duties in the  compliance department including client onboarding, due diligence and AML checks in line with the client’s customer acceptance policy
  • Vetting client fact finds, ensuring all regulatory requirements and company standards are met, handling settlements and distributions of deceased estates
  • Actively participates in the compliance monitoring programme, drawing up the necessary reports and identifies new monitoring procedures,  if and when required.
  • Keeps abreast with regulatory requirements and changes
  • Conduct employee training – AML/CFT and conduct of business
  • Other duties/projects as assigned by the Head of Compliance



The chosen candidate would be

  • Preferably, in possession of a Compliance and/or AML related qualification 
  • Have experience in AML, client on boarding and other compliance related duties
  • Strong command of the Maltese language is important