266 Compliance Jobs jobs

Job Description A prominent online bank is seeking to recruit a Financial Crime Compliance Officer to join their dynamic team. So if you are keen to further your career and have the necessary skills, this is the ideal job for you! What is expected of you? Assist the Group Head of Compliance, delegated Manager or Senior Officer in ensuring compliance with the applicable laws, rules, regulations and directives Assist with requests for information and documentation received from local and foreign Competent Authorities as well as the investigation of transaction monitoring alerts Assist with the revision of policies and procedures for the compliance function, and the implementation of the Bank’s Compliance remediation plan Perform quality checks on customer due diligence on existing clients as per local regulations and in accordance with global standards Assist with the execution of compliance-related training plans for all relevant departments within the Bank Interact and collaborate with other departments on issues related to compliance Provide ongoing input or feedback on processes and tools, with the aim of improving the team’s efficiency What are you expected to bring? A diploma level qualification in Finance, Banking or Compliance, or equivalent technical knowledge and experience Additional specialisation Certificates in Regulatory Compliance, Financial Crime Prevention or equivalent technical knowledge and previous work experience in a similar position will be considered an asset Proficiency in Microsoft Office applications Excellent verbal and written communication skills in English Strong presentation skills Good organisational skills and attention to detail Highly-developed sense of teamwork and cooperation Willingness to continually learn and develop in the field What’s in it for you? Competitive remuneration Training and development opportunities Pleasant working environment

Job Description If you are capable of working within a team, manage multiple engagements and work to demanding deadlines, we want to hear from you! A renowned client of ours operating within the Gaming Industry is seeking to recruit a Systems Auditor/Compliance Auditor What is expected of you? Conduct and/or review audits and reports Review documentation submitted related to new processes and compliance Liaise accordingly with other departments within the organisation Ensure the company is compliant with the applicable law and operate in accordance with the policies and procedures Ensure the goals and functions of the organisation are met and that professional standards are maintained at all times. Carry out any other duties/tasks as may be instructed from time to time by superiors Ensure completion of audit assignments, and to provide independent, objective assurance Oversee and provide quality control for the department’s audits What are you expected to bring? Bachelor’s Degree in Computer Science/Management Information Systems (MQF Level 6). Possession of a Bachelor Degree in Accounting, information system or currently pursuing an ACCA qualification will be considered as an asset. Possession of or currently pursuing recognised certification to undertake IT audits (such as CISA or equivalent) Experience in information systems and financial auditing will be considered as an asset Ability to identify and report on sensitive issues Be smart, highly motivated, well presented and with good communication skills What’s in it for you? Competitive remuneration package Pleasant working environment New challenges everyday

Job Description We are looking a recruit a Compliance Analyst to review actions and conduct investigations into suspected compliance failures, serious misconduct or serious breaches of applicable laws, regulations, rules and other regulatory requirements. What is expected of you? Investigate licence holders and unauthorised business Discuss and Coordinate investigative strategy with senior management Collection of information, documentation and evidence and analyse finding of investigations. Attend meetings Conduct investigation visits and surprise inspections Identify breaches, wrongdoing and fraudulent activities & refer it to the appropriate authorities. Prepare investigation reports, memos and correspondence Prepare memos for submission and follow up on decisions Prepare notices and warnings Prepare reports Other duties and tasks as may be assigned by senior management.   What are you expected to bring?   A Bachelor’s degree An background in Financial Services, Accountancy or Law A minimum of 3 years’ experience in a compliance position What's in it for you ? The opportunity to work within a renowned organization A dynamic environment An attractive remuneration package

Job Description If you have an eye for detail and thrive in logical reasoning, we want to hear from you! A prominent company within the financial services sector is seeking to recruit a ‘Legal Analyst’ to join their dynamic team. What is expected of you? Ensure the company is in line the AML/CFT developments Liaise with the Financial Intelligence Analysis Unit as necessary Review and/or draft AML/CFT related legislation Provide technical assistance and support AML/CFT matters Assist in the provision of AML/CFT training Other duties may be assigned from time to time What are you expected the bring? A law degree with the qualification being recognized in Malta AML/CFT work experience and a Minimum of 3 years’ working in the financial services sector A sound knowledge of the Maltese and International anti-money laundering legislations Fluent in both oral and written English Be proactive and self-driven What’s in it for you? Competitive remuneration package Excellent career prospects Good ambience and a dynamic working environment

Job Description If you thrive in analytical and negotiating skills, we are looking for someone with a high degree of self-confidence, sound judgement and a pragmatic approach, to be part of a leading organisation within the financial services sector What is expected of you? Ensure all compliance reports are submitted promptly and accurately to regulators Be responsible for establishing and maintaining effective systems and controls for compliance Coordinate with the company’s team of analysts Review and approve applications from new and existing customers Lead the compliance team to maintain effective systems and controls for compliance Ensure all internal policies, procedures and guidelines are maintained Ensure all staff are up to date on money laundering issues, particularly in view of higher risk customers Oversee the company’s AML/CFT activities whilst making sure effective influence is exercised in line with AML/CFT policies and procedures Liaise with investigative authorities to assist in investigations and respond promptly to any request for information made by the FIAU and the MFSA. What are you expected to bring? Minimum of 8 years’ compliance experience within the financial services sector A University Honors Degree or equivalent qualification in finance or in law Knowledgeable in financial services legislation Ability to lead and motivate a team Excel in both written and oral communication skills What’s in it for you? Competitive remuneration package Pleasant and dynamic working environment Taking on new challenges on a daily basis

Job Description We are looking for a strategic thinker, with previous experience within the financial sector in Malta, to join a growing Fintech bank. Do you have what it takes to be a Compliance Manager? We want to hear from you. What is expected of you? Promote a positive risk and compliance culture within the company. Liaise with other members of the teams to ensure policies, materials and training consider any trends identified; Review and maintenance of the financial crime framework against various requirements. Assist the teams in conducting Sanctions, PEP and Adverse Media screening. Carry out the analysis of upcoming regulatory changes and the impact on company policies and procedures Assist with the recording, monitoring and reporting of complaints Assist with the assessment of training and competency requirements of all employees, along with the development of internal training courses. Produce statutory management information or other reports as requested relating to the compliance function within specified timescales Represent the Head of Compliance in his absence Take responsibility for the delivery of a risk-based monitoring plan, the review, and related reports. Provide advisory coverage in relation to BAU business, and regulatory projects. Assist in the development of product by product Compliance Risk Assessments Develop, execute and maintain the Compliance Monitoring Plan ensuring quality execution, effective Management Information and results Work with Head of Compliance to conduct QA and oversight of other tests conducted by the Compliance Department Work with Management to maintain and update, the Company’s Conduct Risk Programme Undertaking other ad hoc tasks and projects. What are you expected to bring? Previous Compliance monitoring and framework experience preferably in the financial sector in Malta Able to interact with a variety of stakeholders in a fast-paced environment Able to process complex technical information and understand its implications Able to monitor and review current practices and summarise findings and recommendations; Experience in creating and maintaining work plans Excellent report writing skills Able think holistically as well as at a detailed level Able to present management information in a simple and effective way. What's in it for you? Attractive remuneration package Dynamic work environment Career prospects The opportunity to be part of a growing organisation

ob Description We are looking for a Compliance Officer to support and lead regulatory actions in new and existing markets and to establish and meet the regulatory demands of those markets, within the gaming industry.   What is expected of you? Lead the regulatory process for new markets. Follow regulations and regulatory updates, and implement them in the company procedures Serve as the company compliance officer Lead the regulatory aspects with the company partners in collaboration with the commercial and technical teams. Analyse data to monitor fraud attempts. Prepare reports. Optimise and execute new analysis methods. Coordinate all compliance related tasks with Customer Support department.   What are you expected to bring? A minimum of 2 years experience as a Compliance Officer in the Gaming/Gambling industry Experience in an international organisation A background in Law would be considered an advantage Excellent organisational, communication and relationship management skills Fluent in written and spoken English What's in it for you ? Competitive remuneration package Pleasant working environment

Responsibilities:   You implement the compliance program in projects, measures and operational processes throughout the company and take on a leading role in the implementation You will lead and manage relevant cross-functional business compliance projects You ensure that the compliance team is involved in relevant business projects and initiatives You support the company in the translation and interpretation of regulatory requirements You monitor and report on the compliance status and define key processes You promote the compliance vision within the group You maintain and develop the compliance management system   Requirements:   You have a bachelor's degree, preferably in law, economics or business administration You have 2-3 years of professional experience in the area of ​​compliance or risk management You have experience in project management Experience in iGaming is beneficial You are fluent in German and English You are characterized by good analytical and problem-solving skills

On behalf of our client, we are looking for a Compliance and AML Executive . This could be an excellent opportunity for you to boost your career or gain more experience! Responsibilities: Taking responsibility of on-boarding of new clients and carrying out ongoing monitoring for existing clients Providing feedback on terms and conditions in legal contracts from a compliance perspective Liaise with the company’s compliance and legal advisors in terms of ongoing compliance matters Assist in regulatory projects such as license applications, policies and procedures, as well as in corporate structure and tax related projects Provide effective compliance advice, support and internal training across the business Remain abreast of regulatory developments and internal procedures; Take over regulatory processes and be point of liaison with all competent authorities Ensure overall compliance with local laws and regulations   Requirements: 2-3 years’ experience in a similar role Fluent in the English language - additional language skills shall be considered an asset Ability to work in a fast-paced environment, independently and manage own workload while being part of a motivated team Excellent communication skills; organised with a good eye for detail A legal background, although not necessary, shall be considered an asset To find out more about this great opportunity and many others, get in touch with the SpotOn Connections team . We have options for speakers of many languages across Europe with positions based in Greece, Portugal, Germany, Ireland, Malta, Gibraltar, UK, Czech Republic, and elsewhere. We offer a 250 euro ‘refer a friend’ bonus for successfully placed candidates, so please send us any candidates that you feel might be suitable for this role. Get in touch with us to kick-start your career today!

On behalf of our client, we are looking for a Compliance Officer. This could be an excellent opportunity for you to boost your career or gain more experience! Job description:   Assist in the general day to day duties in the  compliance department including client onboarding, due diligence and AML checks in line with the client’s customer acceptance policy Vetting client fact finds, ensuring all regulatory requirements and company standards are met, handling settlements and distributions of deceased estates Actively participates in the compliance monitoring programme, drawing up the necessary reports and identifies new monitoring procedures,  if and when required. Keeps abreast with regulatory requirements and changes Conduct employee training – AML/CFT and conduct of business Other duties/projects as assigned by the Head of Compliance   Requirements The chosen candidate would be Preferably, in possession of a Compliance and/or AML related qualification  Have experience in AML, client on boarding and other compliance related duties Strong command of the Maltese language is important  To find out more about this great opportunity and many others, get in touch with the SpotOn Connections team. We have options for speakers of many languages across Europe with positions based in Greece, Portugal, Germany, Ireland, Malta, Gibraltar, UK, Czech Republic, and elsewhere. We offer a 250 euro ‘refer a friend’ bonus for successfully placed candidates, so please send us any candidates that you feel might be suitable for this role. Get in touch with us to kickstart your career today!

Job Description Are you eager to join a growing Fintech bank and have what it takes to be in a senior management position within Compliance and MLRO? Then we at ceek are looking for a Head of Compliance and MLRO. You will be responsible of the Compliance and AML/CFT function of the Bank. What is expected of you? Vet all standard form of documents, marketing material and agreements Oversee all aspects of the Bank’s AML/CFT activities and the exercise of effective influence on its AML/CFT policies and procedures Ensure compliant with all requirements under the Prevention of Money Laundering Act 1994, the Prevention of Money Laundering Regulations and FIAU Implementing Measures Ensure that all officers and employees are made aware of the regulatory requirements Ensure all staff are up to date on money laundering issues, particularly in view of higher risk customers Receive internal suspicion reports on suspicious activity or transactions from staff to determine whether a suspicion of ML/FT subsists Liaise with the police, FIAU and any other investigative authority to assist in investigations and respond promptly to any request for information made by the FIAU and the MFSA Assist and provide legal support services to the Executive Management and the banking teams Assess conformity of internal codes of conduct, policies and procedures with relevant legal and regulatory obligations to Malta office activities Advise senior management and employees of the Bank’s ethical standards and professional principles, compliance with relevant laws, regulations and standards Report periodically to senior management on compliance and AFC and any related incidents Build a compliance-aware culture within the bank, with appropriate education, training and compliance monitoring     What are you expected to bring? A relevant degree level An appropriate qualification in compliance or AML/CFT/fraud prevention Experience in compliance, preferably in the financial sector in Malta Proven experience of managing a team of people What is in it for you? Attractive remuneration package Dynamic work environment Career prospects The opportunity to be part of a growing organisation

We are looking for a Senior Compliance Executive, on behalf of our client. If you are a self-driven and hard worker, consider applying to further your career or take a new step in your chosen career path! Responsibilities: Contributing to the advisory work provided by the company in financial crime compliance, including the carrying out of process audits, gap analyses, simulated on-site inspections, the drafting and/or review of policies and procedures, the drafting and/or review of staff manuals, assistance with the drawing up and implementation of remediation plans, ongoing technical and operational assistance to MLROs and Compliance Officers and the carrying out of AML/CFT risk assessments. Development and management of systems adopted by the department, ensuring their effectiveness and efficiency. AML/CFT training to clients of the company, employees of companies forming part of the group of companies and entities with which the company has a collaborative arrangement. Providing internal support to the companies forming part of the group of companies, and entities with which the group has a collaborative arrangement, in the development of procedures and the application of those procedures, including the review of customer due diligence files and the provision of guidance and advice. Assistance to the MLROs of the different group companies with the fulfilment of their obligations, including the collection of information in respect of suspicious transactions and the reporting of such transactions to the authorities. Carrying out internal and external reviews of the adequacy of policies and procedures and their implementation, and the drawing up of remediation plans. Assisting in the management of the coordination of regulatory examinations. Participation in both short and long-term projects in which the staff are either seconded to clients or carry out compliance-related duties at the offices of clients. Tasks undertaken could include sanctions screening, the review of suspicious transactions, ongoing transaction monitoring, file reviews, account reviews, file remediation and the carrying out of customer risk assessments. To find out more about this great opportunity and many others, get in touch with the SpotOn Connections team. We have options for speakers of many languages across Europe with positions based in Greece, Portugal, Germany, Ireland, Malta, Gibraltar, UK, Czech Republic, and elsewhere. We offer a 250 euro ‘refer a friend’ bonus for successfully placed candidates, so please send us any candidates that you feel might be suitable for this role. Get in touch with us to kickstart your career today!

Job Description Can you develop a compliance strategy and tactically implement it whilst liaising with clients on all relevant projects and support them as the need arises? Do you want to be part of a company that aims to provide customised and risk management services as a Compliance Associate/Senior Compliance Associate? Are you able to communicate and deliver in relation to compliance, legislative, regulatory requirements and demonstrate an ability to complete effective compliance monitoring?  Then we at ceek want to hear from you. What is expected of you? Work with the Head of compliance of the company Deep knowledge of regulatory and operational risk requirements related to the finance industry (especially investment services) and keep oneself up to date with these regulations Support the Head of Compliance in interpreting rules and regulations Advise the Head of Compliance in relation to the regulatory framework and upcoming regulations Assist with providing financial services firms with various levels of tailored compliance and regulatory support services Draft periodic and ad-hoc compliance reports to the board of directors of various financial institutions Contribute in the production and maintenance of the annual compliance monitoring plan we implement in the financial services firms Assist with onsite visits both locally and abroad What are you expected to bring? 1 to 3 years’ experience in operations Relevant professional compliance qualifications Demonstrate commitment for quality Driven by delivering real results Ability to communicate with clients at all levels related to compliance What’s in it for you? A competitive salary package Professional and multicultural working environment

Our client is an  international professional services company  dealing with the formation of trusts and companies and providing tax advices is currently looking for an  Assistant Compliance Manager  to join their team in Malta. Main Duties Maintaining company records, including due diligence records Opening and maintaining bank accounts, including preparing payment instructions, reviewing and filing bank statements Coordination of standard corporate transactions and liaising with clients Preparation of Directors and Shareholders resolutions when required Assistance with the preparation meetings, company secretarial matters such as maintaining and updating share registers and the issue of certificates Preparation and filing of various forms and returns with the company registry Taking care of compliance and anti-money laundering matters in respect of Maltalicenced entities Ensuring that files are maintained in a correct manner   Requirements Minimum of one year’s experience in the administration of trusts and international companies Possess a legal degree and a recent MLRO recognised qualification (preferred), good knowledge of the Trusts businesses Other relevant degrees or diplomas such as ACCA, B.A. Accountancy, AAT or similar will be considered should the candidate possess the necessary experience in the relative field Satisfy applicable MFSA regulations and stipulations concerning the roles to be filled within client entities Ability to communicate effectively with clients, staff and management in different countries Highly organised with a systematic work method and excellent attention to detail The ability to work as a member of a team spread across different locations Fluent English, both written and spoken Currently studying or willing to study STEP would be considered an asset Computer literate with good knowledge of MS Office

COMPLIANCE OFFICER /MLRO MALTA   About the Role:   Working with Group Compliance, this opportunity is ideal for those seeking to establish or further their career in Compliance. The successful applicant will be responsible for supporting the Group Compliance Function and will be reporting to the Senior VP Compliance based in London. The Compliance Officer / MLRO role will be a strategic business partner and integral member of the Malta senior management team and the regional compliance team. They will provide leadership and direction to ensure that the region’s Compliance function has appropriate and relevant people, processes and systems to contribute to the achievement of the Group’s business goals in a rapidly changing regulatory environment. This is an excellent and rare opportunity for the right person to use their creativity and expertise to contribute to the new architecture of the Compliance function that will underpin the organization for continued success. Full training and support will be provided.   Responsibilities: Build and maintain a constructive and professional relationship with all relevant regulators, external auditors and other external parties, and internal customers. Work with senior management to facilitate a robust compliance culture. Evolve the organisation and control environment of the company Responsible for designing, managing and overseeing the execution of the regulatory compliance oversight programs (e.g. monitoring, regulatory reporting, training) of applicable business units and legal entities in conformity with Group and local standards. Support the effective identification, measurement, control and management of regulatory compliance risk through ensuring that all the applicable regulatory compliance teams adopt and follow the Group Compliance methodologies including: Overseeing the process of including all applicable laws, rules, regulations and compliance risks into their respective business environments; Managing the annual and regulatory compliance risk assessment processes; Assessing the overall regulatory posture of the region’s business units and offices and assessing the overall effectiveness of the respective compliance oversight programs Contribute to the global development, implementation, review and revisions of regulatory compliance policies, procedures and systems. Responsible as MLRO for ensuring that an appropriate AML regime is in place. Monitor applicable regulatory changes and provide effective change management within the business units to address such changes. Actively participate in the Senior Risk and Compliance Forum Collaborating with Legal, Risk and Internal Audit, as appropriate. In particular, jointly developing a relationship management strategy for all relevant regulators and leading the execution of the strategy.   Requirements;   College Diploma or university degree in a financial or legal area would be desirable A minimum of 2 years related work experience in the Malta financial sector; Strong knowledge of the Malta regulatory environment in particular AML/CFT, data protection and outsourcing; Strong analytical, research and reporting skills; Excellent communication skills in English (written & oral); Knowledge of Maltese will be a plus but not a prerequisite. Compliance monitoring experience will be a plus; Pro-active and result driven;   What We Offer: A challenging and rewarding role in a dynamic and global Compliance team Opportunities for personal and professional career development. Great working environment, competitive salary and benefits, and opportunities for educational support. Be part of an industry leading global team, renowned for excellence.