199 Compliance Jobs jobs

Our client is looking for a Compliance Executive and the selected candidate will join the financial crime compliance team who will be provide advisory services in the AML/CFT, GDPR and regulatory compliance field. The position is ideal for ambitious individuals interested in developing a career in AML/CFT and financial crime compliance. Responsibilities: Contributing to the advisory work of the company’s Risk & Compliance in financial crime compliance, including the carrying out of process audits, gap analysis, simulated on-site inspections, the drafting and/or review of policies and procedures, the drafting and/or review of staff manuals, assistance with the drawing up and implementation of remediation plans, ongoing technical and operational assistance to MLROs and Compliance Officers and the carrying out of AML/CFT risk assessments. Participating in off-site remediation projects. Carrying out internal and external reviews of the adequacy of policies and procedures and...

Our client is looking for a Compliance Officer to join the Internal Compliance Team working mainly on Compliance, AML and CFT. Responsibilities: Undertaking customer onboarding due diligence and overseeing ongoing monitoring of transactions. Providing internal support to the entities within the Group in the development of procedures and the application of those procedures, including the provision of guidance and advice. Assisting the Group MLRO in the fulfilment of the relevant AML/CFT obligations, including the collection of information in respect of suspicious transactions. Reviewing customer files and updating of information. Carrying out searches and screening. Communication with customers to update customer due diligence. Carrying out customer risk assessments. Assisting with the periodical reporting to competent authorities. Where required, carrying out customer due diligence for the clients of the Group and participating in off-site projects undertaken at clients of the...

Our client is seeking to Recruiter a Senior Compliance Advisory who will be be reporting to the Head of Risk and Compliance through a Senior Manager. This person will be holding a portfolio of clients, providing advisory services and will be joining a team of financial crime compliance specialist with clients coming from different sectors - from banks and financial institutions to investment firms to top-tier gaming companies. Responsibilities: Leading and contributing to financial crime compliance advisory projects, including the carrying out of process audits, gap analysis, simulated on-site inspections, the drafting and/or review of policies and procedures, the drafting and/or review of staff manuals, assistance with the drawing up and implementation of remediation plans and providing ongoing technical and operational assistance to MLROs and Compliance Officers. Assisting clients with the drawing up and updating of AML/CFT risk assessments. Carrying out internal and external...

What would be your role? Assisting the Company in the fulfilment of the AML requirements set forth by the authorities; Performing risk assessment of existing and new players; Assisting in carrying out Enhanced Due Diligence (EDD); Carrying out checks against Politically Exposed Persons (PEPs) and Sanction lists; Conducting ongoing monitoring of players and transactions according to the respective level of risk; Evaluating and identifying suspicious behaviour, including assisting in the investigation and reporting of unusual activity; Contributing to designing, implementing and maintaining internal AML/CFT compliance manuals, policies, procedures and systems and being proactive in suggesting improvement to existing processes; Assisting Compliance department in the development of the AML training program and contributing to raise awareness; May perform other duties as the company exigencies. What are your skills and experience? Experience in customer due diligence and working in...

About the Compliance Team The compliance team is responsible for defining related organizational processes and ensuring they are successful, that regulatory requirements are met to support the different functions across the business, and to also ensure that day to day monitoring, daily reconciliation and oversight of all activities is maintained and demonstrated as required. This team is also responsible for all regulatory reporting across the group, which is primarily Financial Services related, also establishing best practice processes that set prevention, detection and correction measures to safeguard business areas. The team must abreast of up and coming regulation developments and will lead the group companies to compliance. About the Role Reporting directly to the CEO, the Chief Risk and Compliance Officer will be responsible for ensuring that the company operates within regulatory frameworks, is compliant with all relevant regulatory legislation and manages the...

Due to continuous expansion of our operations, we currently seek for a dynamic individual to assume the role of Head of Compliance & AML. Duties and Responsibilities • Monitoring and assessing the level of compliance risk the Company faces • Producing and submitting periodic compliance, AML and risk reports to the company’s regulator • Monitoring the adequacy and effectiveness of the measures and procedures of the Company • drafting written reports • Developing and enforcing adequate policies and procedures in order to meet the compliance requirements of CySEC and other applicable rules and regulations • Receiving and following up Client complaints or grievances and filing these complaints or grievances • Monitoring anti-money laundering policies and procedures of the company as required by the company’s regulators. • Performing regular monitoring to ensure that standards are adhered •...

The AML team partners with the business to make decisions and deliver a service that protects and enhances the reputation of the company, whilst at the same time manages risk in respect of financial crime, including money laundering (AML), terrorist funding (CTF) and bribery and corruption (BC). Our work requires vigilance, understanding and empathy. The AML team is responsible for ensuring that the business has the requisite knowledge, controls and processes to comply with all relevant AML and CTF regulations. Purpose of the role: The role involves managing the AML function globally communicating at all levels internally and externally, and liaising with AML regulators, law enforcement and other stakeholders wherever the business operates ensuring that statutory and regulatory requirements are met. The role involves being the company’s ‘Nominated Officer’, appointment as the Money-Laundering Reporting Officer (MLRO) and the holding of appropriate personal licences. In...

We are currently looking for a Technical Compliance Officer to join our clients awesome Compliance team! They are looking for someone with a strong background in IT security as well as strong experience in the game certification process and system auditing. The Technical Compliance Officer will be responsible for creating procedures and work with the relevant teams to deliver certification in the required time frame with internal and external teams. Responsibilities: Take the lead role in ensuring the company remains compliant with all relevant regulations, licence requirements and certifications Take ownership of all technical compliance aspects of regulations and best practice standards such as ISO-27001, COBIT, OWASP, PCI-DSS 3.1, GDPR Conduct periodic internal reviews and audits to test ongoing compliance Arrange, prepare for and manage external audits, and reporting your findings to management, relevant personnel, and relevant regulators Responsible for regulatory...

Responsibilities Identify / understand existing, amended and new UK Gambling Commission (GC) and Maltese Gaming Authority (MGA) regulations to determine the impact, risk and ultimately adherence requirement levels for The Group Assist in defining, mapping and creation of key policies and procedures for The Group Become a founding member of The Group’s internal compliance and risk management committee Act as the point of contact for compliance framework working between senior internal members of The Group Assist create and deliver ad hoc, quarterly and annual results and findings to The Group’s internal compliance and risk management committee Act as a point of contact between the business and external partners; lawyers, consultants etc. for relevant tasks Assist in the audit process across all levels required with the assistance of all levels of relevant personnel Assist the creation and where required delivery of key training material to meet GC / MGA requirements Remain...

Our client is seeking to Recruiter a Senior Compliance Advisory who will be be reporting to the Head of Risk and Compliance through a Senior Manager. This person will be holding a portfolio of clients, providing advisory services and will be joining a team of financial crime compliance specialist with clients coming from different sectors - from banks and financial institutions to investment firms to top-tier gaming companies. Responsibilities: Leading and contributing to financial crime compliance advisory projects, including the carrying out of process audits, gap analysis, simulated on-site inspections, the drafting and/or review of policies and procedures, the drafting and/or review of staff manuals, assistance with the drawing up and implementation of remediation plans and providing ongoing technical and operational assistance to MLROs and Compliance Officers. Assisting clients with the drawing up and updating of AML/CFT risk assessments. Carrying out internal and external...

Overview of Role The Head of Risk and Compliance will be responsible for developing and maintaining a risk management framework for the Institution and for overseeing compliance within the Institution including ensuring compliance with laws, regulatory requirements, policies and procedures. The candidate shall report directly to the Board of Directors of the Company. This is a full-time position that will be based in Malta. Key Responsibilities Implementing and maintaining an overall risk management process for the Institution, which includes an analysis of the financial impact on the Company when risks occur; Performing a risk assessment: Analysing current risks and identifying potential risks that are affecting the Company; Performing a risk evaluation: Evaluating the Company’s previous handling of risks, and comparing potential risks with criteria set out by the Company such as costs; Establishing, together with the Board of Directors, the level of risk the Company is willing...

Our client is seeking to Recruiter a Senior Compliance Advisory who will be be reporting to the Head of Risk and Compliance through a Senior Manager. This person will be holding a portfolio of clients, providing advisory services and will be joining a team of financial crime compliance specialist with clients coming from different sectors - from banks and financial institutions to investment firms to top-tier gaming companies. Responsibilities: Leading and contributing to financial crime compliance advisory projects, including the carrying out of process audits, gap analysis, simulated on-site inspections, the drafting and/or review of policies and procedures, the drafting and/or review of staff manuals, assistance with the drawing up and implementation of remediation plans and providing ongoing technical and operational assistance to MLROs and Compliance Officers. Assisting clients with the drawing up and updating of AML/CFT risk assessments. Carrying out internal and external...

About the Compliance Team The compliance team is responsible for defining related organizational processes and ensuring they are successful, that regulatory requirements are met to support the different functions across the business, and to also ensure that day to day monitoring, daily reconciliation and oversight of all activities is maintained and demonstrated as required. This team is also responsible for all regulatory reporting across the group, which is primarily Financial Services related, also establishing best practice processes that set prevention, detection and correction measures to safeguard business areas. The team must abreast of up and coming regulation developments and will lead the group companies to compliance. About the Role Reporting directly to the CEO, the Chief Risk and Compliance Officer will be responsible for ensuring that the company operates within regulatory frameworks, is compliant with all relevant regulatory legislation and manages the...

Responsibilities: Preparation of the Compliance file; Opening of bank accounts and preparation of company profiles; Carrying out initial and ongoing due diligence on clients; Preparation and upkeep of clients’ Company registers; Assisting clients with any changes required to the corporate governance and capital structure; Drafting of resolutions and supplemental documentation; Preparation of liquidation forms, obtaining clearances from authorities and carrying out the necessary publications in relation to companies being put in liquidation; Preparation and filing of annual returns and other regulatory forms; Liaising with Banks/ Malta Business Registry/ Malta Financial Services Authority and other authorities as may be required; Assisting clients in work permits and residency applications. Drafting of trust deeds as per the consultancy exercise which would have been carried out with the client Assisting the directors in the management of trusts under administration Liaising with...

Our client is looking for a Compliance Executive and the selected candidate will join the financial crime compliance team who will be provide advisory services in the AML/CFT, GDPR and regulatory compliance field. The position is ideal for ambitious individuals interested in developing a career in AML/CFT and financial crime compliance. Responsibilities: Contributing to the advisory work of the company’s Risk & Compliance in financial crime compliance, including the carrying out of process audits, gap analysis, simulated on-site inspections, the drafting and/or review of policies and procedures, the drafting and/or review of staff manuals, assistance with the drawing up and implementation of remediation plans, ongoing technical and operational assistance to MLROs and Compliance Officers and the carrying out of AML/CFT risk assessments. Participating in off-site remediation projects. Carrying out internal and external reviews of the adequacy of policies and procedures and...

Our client is looking for a Compliance Officer to join the Internal Compliance Team working mainly on Compliance, AML and CFT. Responsibilities: Undertaking customer onboarding due diligence and overseeing ongoing monitoring of transactions. Providing internal support to the entities within the Group in the development of procedures and the application of those procedures, including the provision of guidance and advice. Assisting the Group MLRO in the fulfilment of the relevant AML/CFT obligations, including the collection of information in respect of suspicious transactions. Reviewing customer files and updating of information. Carrying out searches and screening. Communication with customers to update customer due diligence. Carrying out customer risk assessments. Assisting with the periodical reporting to competent authorities. Where required, carrying out customer due diligence for the clients of the Group and participating in off-site projects undertaken at clients of the...

HEAD OF COMPLIANCE Our client is looking for an experienced Head of Compliance for their Malta operations. The Head of Compliance will be leading the Compliance team and reporting directly to the Board, Risk Committee and the Chief Executive Officer. The Head of Compliance shall be responsible for the following tasks: Ensure that the Company is at all time operating within the terms of its license conditions and other applicable laws, directives and regulations, as well as in terms of its policies and procedures. Implementing and monitoring the Compliance Function by working closely with other Units Reporting on a regular basis to the Board of Directors, applicable Board Committee and CEO on the progress of implementation, and assisting these components in establishing methods to improve efficiency and quality of services, and to reduce the vulnerability to fraud and abuse Conduct and manage compliance monitoring and review of the various Units Developing, coordinating and...

Draft, review and negotiate compliant contracts with games and payment services providers and other suppliers and maintaining systematic contracts management; Ensure compliance with regulatory requirements by keeping abreast of regulatory developments; systematically creating, updating, implementing, monitoring and enforcing policies, procedures, guidelines and manuals; providing effective advice, support and training across the business; managing regulatory reporting processes and liaising with authorities, and coordinating audits; Obtain and maintain gaming licenses in countries by managing license applications and ensuring compliance with licence conditions and requirements; Ensure compliance with multi-national anti-money laundering laws and sanctions and assisting with the reporting of suspicious transactions; Assist with changes to the corporate structure and other corporate matters and affairs; Handling and keeping track of legal disputes, data protection, intellectual...

Job description Assist the Head of Compliance with the general day-to-day duties and the managing of the Compliance Department Act as designated MLRO on the absence of the latter Coach the Compliance team in the line of their duties and assist with staff regulatory training on an ongoing basis including vetting client profiles, ensuring all MIFID and AML/CFT regulatory requirements and company standards are met Provide guidance and advice on legal and regulatory matters to various business lines including settlements of deceased estates and contractual agreements Ensure legal and regulatory documents are in line at all times with current directives and regulations Vetting of policies and legal documents, ensuring all regulatory requirements are satisfied Actively participate in the obligations of the Compliance Monitoring Programme of various licensed entities and drawing up the necessary reports in a timely manner and take an active role in the compliance...

Are you our next Compliance Administrator? Training will be provided. Managing a number of client relationships (client portfolio) Conducting Know-Your-Client and due diligence processes Ensuring compliance of client portfolio with applicable rules and regulation Ensure that incoming applications are processed in accordance with firm’s procedures Liaising with staff members to collect KYC information and CDD documentation Handling and review of KYC documents for verification Create and review customer profiles Skills/Expectations Excellent verbal and written communication skills in English. Additional languages will be considered an asset. Preference ill be given to candidates with years of exposure to compliance related posts Strong organisational skills with great attention to detail. Ability to work on his / her own initiative and also as part of a team. Have a good understanding of the Microsoft Office and Windows environment. A proactive...